Filing Details
- Accession Number:
- 0001354488-13-006461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:34:22
- Reporting Period:
- 2013-11-05
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493578 | T Wesley Pollard | 500 Perimter Park Drive, Suite D C/O Issuer Direct Corp. Morrisville NC 27560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-05 | 2,000 | $10.00 | 75,331 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-15 | 2,500 | $10.00 | 84,735 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2013-11-15 | 11,904 | $2.10 | 11,904 | $2.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,265 | 2013-11-15 | 2013-11-15 | No | 4 | F | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5 plan adopted by the Reporting Person on August 7, 2013.
- Redeemed 2,500 shares with a value of $25,000 in order to exercise options to purchase 11,904 shares of common stock under the cashless exercise clause in the 2010 Equity Incentive Plan.