Filing Details
- Accession Number:
- 0001181431-13-059248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:32:49
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:32:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6176 | Ampco Pittsburgh Corp | AP | Pumps & Pumping Equipment (3561) | 251117717 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181684 | A Robert Paul | 600 Grant Street 4600 Usx Tower Pittsburgh PA 15219 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-13 | 394 | $18.50 | 180,020 | No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Louis Berkman Declaration of Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,889 | Direct | |
| Common Stock | 13,767 | Indirect | Shares Held By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | $37.89 | 2018-09-04 | 35,000 | 35,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $13.37 | 2019-02-19 | 35,000 | 35,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $25.77 | 2020-02-18 | 35,000 | 35,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $25.18 | 2021-05-05 | 20,000 | 20,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $17.67 | 2022-05-03 | 20,000 | 20,000 | Direct | |
| Common Stock | Non-Qualified Stock Options | $17.16 | 2023-05-02 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-09-04 | 35,000 | 35,000 | Direct |
| 2019-02-19 | 35,000 | 35,000 | Direct |
| 2020-02-18 | 35,000 | 35,000 | Direct |
| 2021-05-05 | 20,000 | 20,000 | Direct |
| 2022-05-03 | 20,000 | 20,000 | Direct |
| 2023-05-02 | 20,000 | 20,000 | Direct |
Footnotes
- Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
Billionaire Hedge Funds
