Filing Details

Accession Number:
0001209191-13-052547
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 16:28:38
Reporting Period:
2013-11-13
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 16:28:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123979 Senomyx Inc SNMX Services-Commercial Physical & Biological Research (8731) 330843840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1360670 Sharon Wicker C/O Senomyx, Inc.
4767 Nexus Centre Drive
San Diego CA 92121
Sr Vp & Chf Comm Dvlpt Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 65,875 $2.50 111,947 No 4 M Direct
Common Stock Acquisiton 2013-11-13 448 $3.21 112,395 No 4 M Direct
Common Stock Acquisiton 2013-11-13 216 $3.30 112,611 No 4 M Direct
Common Stock Disposition 2013-11-13 65,875 $4.04 46,736 No 4 S Direct
Common Stock Disposition 2013-11-13 448 $4.26 46,288 No 4 S Direct
Common Stock Disposition 2013-11-13 216 $4.30 46,072 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2013-11-13 65,875 $0.00 65,875 $2.50
Common Stock Stock option (right to buy) Disposition 2013-11-13 448 $0.00 448 $3.21
Common Stock stock option (right to buy) Disposition 2013-11-13 216 $0.00 216 $3.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,125 2020-02-16 No 4 M Direct
146,252 2019-02-16 No 4 M Direct
109,784 2022-02-16 No 4 M Direct
Footnotes
  1. Includes 87 shares of Common Stock that were acquired by the Reporting Person on 8/30/13 pursuant to the Issuer's Employee Stock Purchase Plan.
  2. Reported transaction occurred pursuant to Rule 10B5-1 Plan adopted September 12, 2013.
  3. The weighted average sale price for the transaction reported was $4.044, and the range of prices were between $4.0366 and $4.0479. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
  4. 1/4th of the shares subject to the option vested one year after the date of grant of 2/16/10. 1/48th of the shares vest monthly thereafter over the next 3 years until fully vested on 2/16/14.
  5. The shares subject to the option are fully vested.
  6. 1/4th of the shares subject to the option vested one year after the date of grant of 2/15/12. 1/48th of the shares vest monthly thereafter over the next 3 years until fully vested on 2/15/16.