Filing Details
- Accession Number:
- 0001490906-13-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:21:50
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:21:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490906 | Capitol Federal Financial Inc | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316531 | T Michael Mccoy | C/O Capitol Federal Financial Inc 700 Kansas Avenue Topeka KS 66603 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Disposition | 2013-08-08 | 2,000 | $12.69 | 29,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Cffn Common Stock | CFFN non-qualified stock option | $14.35 | 2021-01-25 | 113,185 | 113,185 | Direct | |
| Cffn Common Stock | CFFN non-qualified stock option | $11.91 | 2027-05-14 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-25 | 113,185 | 113,185 | Direct |
| 2027-05-14 | 15,000 | 15,000 | Direct |
Footnotes
- All options are exercisable.
- 3,750 options vest on January 10, 2013,January 10, 2014, January 10, 2015 and January 10,2016.
Billionaire Hedge Funds
