Filing Details

Accession Number:
0001209191-13-052501
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 14:54:12
Reporting Period:
2013-11-14
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 14:54:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
16614 Camco Financial Corp CAFI Savings Institutions, Not Federally Chartered (6036) 510110823
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1121926 James Huston 5533 Stillwater Avenue
Westerville OH 43082
President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-14 24,279 $2.15 709,167 No 4 M Direct
Common Stock Acquisiton 2013-11-14 31,142 $2.15 740,309 No 4 M Direct
Common Stock Acquisiton 2013-11-14 131,632 $2.51 871,941 No 4 M Direct
Common Stock Disposition 2013-11-14 187,053 $6.22 684,888 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-11-14 24,279 $0.00 24,279 $2.15
Common Stock Stock Option Disposition 2013-11-14 31,142 $0.00 31,142 $2.15
Common Stock Stock Option Disposition 2013-11-14 131,632 $0.00 131,632 $2.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,566 2011-02-18 2021-02-18 No 4 M Direct
10,382 2011-02-18 2021-02-18 No 4 M Direct
32,909 2010-02-26 2020-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 222,910 Indirect By 401(K) Plan
Common Stock 1,400 Indirect By Minor Child
Common Stock 6,064 Indirect Trust with Minor Child
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Warrants (Right to Buy) $2.10 2012-11-07 2017-11-06 102,723 102,723 Indirect
Common Stock Common Stock Warrants (Right to Buy) $2.10 2012-11-07 2017-11-06 171,429 171,429 Direct
Common Stock Common Stock Warrants (Right to Buy) $2.10 2012-11-07 2017-11-06 3,032 3,032 Indirect
Common Stock Common Stock Warrants (Right to Buy) $2.10 2012-11-07 2017-11-06 600 600 Indirect
Common Stock Stock Option $2.50 2009-01-23 2019-01-23 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-11-06 102,723 102,723 Indirect
2017-11-06 171,429 171,429 Direct
2017-11-06 3,032 3,032 Indirect
2017-11-06 600 600 Indirect
2019-01-23 75,000 75,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.24, inclusive. The reporting person undertakes to provide to Camco Financial Corporation, any security holder of Camco Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.