Filing Details
- Accession Number:
- 0001209191-13-052501
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 14:54:12
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 14:54:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
16614 | Camco Financial Corp | CAFI | Savings Institutions, Not Federally Chartered (6036) | 510110823 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1121926 | James Huston | 5533 Stillwater Avenue Westerville OH 43082 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-14 | 24,279 | $2.15 | 709,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 31,142 | $2.15 | 740,309 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 131,632 | $2.51 | 871,941 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-14 | 187,053 | $6.22 | 684,888 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-11-14 | 24,279 | $0.00 | 24,279 | $2.15 |
Common Stock | Stock Option | Disposition | 2013-11-14 | 31,142 | $0.00 | 31,142 | $2.15 |
Common Stock | Stock Option | Disposition | 2013-11-14 | 131,632 | $0.00 | 131,632 | $2.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,566 | 2011-02-18 | 2021-02-18 | No | 4 | M | Direct |
10,382 | 2011-02-18 | 2021-02-18 | No | 4 | M | Direct |
32,909 | 2010-02-26 | 2020-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 222,910 | Indirect | By 401(K) Plan |
Common Stock | 1,400 | Indirect | By Minor Child |
Common Stock | 6,064 | Indirect | Trust with Minor Child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (Right to Buy) | $2.10 | 2012-11-07 | 2017-11-06 | 102,723 | 102,723 | Indirect |
Common Stock | Common Stock Warrants (Right to Buy) | $2.10 | 2012-11-07 | 2017-11-06 | 171,429 | 171,429 | Direct |
Common Stock | Common Stock Warrants (Right to Buy) | $2.10 | 2012-11-07 | 2017-11-06 | 3,032 | 3,032 | Indirect |
Common Stock | Common Stock Warrants (Right to Buy) | $2.10 | 2012-11-07 | 2017-11-06 | 600 | 600 | Indirect |
Common Stock | Stock Option | $2.50 | 2009-01-23 | 2019-01-23 | 75,000 | 75,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-11-06 | 102,723 | 102,723 | Indirect |
2017-11-06 | 171,429 | 171,429 | Direct |
2017-11-06 | 3,032 | 3,032 | Indirect |
2017-11-06 | 600 | 600 | Indirect |
2019-01-23 | 75,000 | 75,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.24, inclusive. The reporting person undertakes to provide to Camco Financial Corporation, any security holder of Camco Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.