Filing Details

Accession Number:
0000902664-13-003780
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 21:45:21
Reporting Period:
2012-09-10
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 21:45:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889930 Overland Storage Inc OVRL Computer Storage Devices (3572) 953535285
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134119 Clinton Group Inc 601 Lexington Av
51St Floor
New York NY 10022
No No Yes No
1566939 E. George Hall C/O Clinton Group Inc, 601 Lexington Ave
51St Floor
New York NY 10022
No No Yes No
1567109 Clinton Magnolia Master Fund, Ltd. C/O Clinton Group Inc., 601 Lexington Av
51St Floor
New York NY 10022
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value ("Common Stock") Acquisiton 2012-09-10 41,595 $1.90 2,874,456 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-09-11 5,262 $1.94 2,879,718 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-09-14 17,500 $1.93 2,897,218 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-11-08 769,230 $1.30 3,721,379 No 4 C Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 C Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Promissory Notes Acquisiton 2013-02-13 0 $0.00 769,230 $1.30
Common Stock Convertible Promissory Notes Disposition 2013-11-08 0 $0.00 769,230 $1.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-13 2017-02-13 No 4 P Indirect
0 2013-02-13 2017-02-13 No 4 C Indirect
Footnotes
  1. The securities reported on this line may be deemed to be indirectly beneficially owned by Clinton Group, Inc. ("CGI"), which securities are directly held by Clinton Magnolia Master Fund, Ltd. ("CMAG"). CGI is deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of CMAG. George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of CGI.
  2. For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
  3. Includes an aggregate of 54,928 shares of Common Stock issued to CMAG in payment of accrued interest on the 8% Convertible Promissory Notes of the Issuer. The shares of Common Stock were issued at the option of the Issuer in lieu of the payment of interest in cash in a transaction exempt from Section 16 under Rule 16(a)-9.