Filing Details
- Accession Number:
- 0001209191-13-052434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 20:31:28
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 20:31:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438133 | Tandem Diabetes Care Inc | TNDM | Surgical & Medical Instruments & Apparatus (3841) | 204327508 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025665 | L Edward Cahill | C/O Hlm Venture Partners, 222 Berkeley Street Boston MA 02116 | Yes | No | Yes | No | |
1225960 | T Russell Ray | 222 Berkeley Street Boston MA 02116 | No | No | Yes | No | |
1242813 | J Peter Grua | 222 Berkeley Street Boston MA 02116 | No | No | Yes | No | |
1340660 | Hlm Venture Partners Ii, L.p. | 222 Berkeley Street Boston MA 02116 | No | No | Yes | No | |
1591541 | Hlm Venture Associates Ii, Llc | 222 Berkeley Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-13 | 200,000 | $15.00 | 200,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Shares were purchased in connection with the Issuer's initial public offering.
- The reported securities are owned by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. (the "General Partner"), and Edward L. Cahill, Peter J. Grua and Russell T. Ray, the managing members of the General Partner, may be deemed to share voting and dispositive power over the reported securities but each disclaims beneficial ownership in the securities held by HLM Venture Partners II, L.P., except to the extent of their pecuniary interest therein.