Filing Details
- Accession Number:
- 0001209191-13-052429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 20:13:48
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 20:13:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1438133 | Tandem Diabetes Care Inc | TNDM | Surgical & Medical Instruments & Apparatus (3841) | 204327508 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422126 | B David Berger | C/O Tandem Diabetes Care, Inc., 11045 Roselle Street San Diego CA 92121 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-13 | 2,000 | $15.00 | 2,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2013-11-13 | 188,000 | $0.00 | 188,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
188,000 | No | 4 | A | Direct |
Footnotes
- Shares were purchased in connection with the Issuer's initial public offering.
- Granted pursuant to the Issuer's Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan.
- All shares subject to the option will vest as to 25% on 11/13/2014 and the remainder in 36 equal monthly installments thereafter.
- The expiration date for these options is 10 years from the date of grant.