Filing Details

Accession Number:
0001181431-13-059128
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 19:25:37
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 19:25:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124610 Vmware Inc. VMW Services-Prepackaged Software (7372) 943292913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439714 Paul Maritz 3401 Hillview Ave.
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-12 500,000 $33.95 536,000 No 4 M Direct
Class A Common Stock Acquisiton 2013-11-12 100,000 $31.59 636,000 No 4 M Direct
Class A Common Stock Disposition 2013-11-12 432,445 $80.66 203,555 No 4 F Direct
Class A Common Stock Disposition 2013-11-13 24,872 $79.87 178,683 No 4 S Direct
Class A Common Stock Disposition 2013-11-13 142,683 $80.88 36,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right-to-buy) Disposition 2013-11-12 500,000 $0.00 500,000 $33.95
Class A Common Stock Employee Stock Option (right-to-buy) Disposition 2013-11-12 100,000 $0.00 100,000 $31.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-09-10 No 4 M Direct
1,340,006 2015-08-12 No 4 M Direct
Footnotes
  1. Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection wtih Mr. Maritz's stock option exercises.
  2. Price represents weighted average for sales reported. The range of prices for the sales reported is $79.54 through $80.51.
  3. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price represents weighted average for sales reported. The range of prices for the sales reported is $80.55 through $81.49.
  5. 25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.
  6. 312,001 option shares were fully vested as of the grant date (August 12, 2009). The remaining 1,128,005 option shares vested ratably each month until fully vested in March 2013.