Filing Details
- Accession Number:
- 0001181431-13-059128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 19:25:37
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 19:25:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439714 | Paul Maritz | 3401 Hillview Ave. Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-12 | 500,000 | $33.95 | 536,000 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-11-12 | 100,000 | $31.59 | 636,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-11-12 | 432,445 | $80.66 | 203,555 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2013-11-13 | 24,872 | $79.87 | 178,683 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-13 | 142,683 | $80.88 | 36,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-11-12 | 500,000 | $0.00 | 500,000 | $33.95 |
Class A Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-11-12 | 100,000 | $0.00 | 100,000 | $31.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-09-10 | No | 4 | M | Direct | |
1,340,006 | 2015-08-12 | No | 4 | M | Direct |
Footnotes
- Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection wtih Mr. Maritz's stock option exercises.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $79.54 through $80.51.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $80.55 through $81.49.
- 25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.
- 312,001 option shares were fully vested as of the grant date (August 12, 2009). The remaining 1,128,005 option shares vested ratably each month until fully vested in March 2013.