Filing Details
- Accession Number:
- 0000903423-13-000645
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 19:01:26
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 19:01:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533454 | Northern Tier Energy Lp | NTI | Petroleum Refining (2911) | 800763623 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554668 | Nti Genpar, Llc | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | No | No | No | Yes | |
1554669 | Northern Tier Investors Lp | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | No | No | No | Yes | |
1554670 | Northern Tier Investors, Llc | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2013-11-12 | 35,622,500 | $0.00 | 0 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- NTI GenPar, LLC, a Delaware limited liability company ("NTI GenPar"), is the general partner of Northern Tier Investors LP, a Delaware limited partnership ("NTI LP"), which is the sole member of Northern Tier Investors, LLC, a Delaware limited liability company (together with NTI GenPar and NTI LP, the "Reporting Persons"), which is the sole member of Northern Tier Holdings LLC, a Delaware limited liability company ("NTH"), which directly held the common units of Northern Tier Energy LP (the "Issuer") reported herein (the "NTI Common Units").
- On November 11, 2013, NTH contributed all of the NTI Common Units to a wholly owned subsidiary, NT InterHoldCo LLC ("InterHoldCo"). On November 12, 2013, NTH sold all of its membership interests in InterHoldCo to Western Refining, Inc. for an aggregate purchase price of $775,000,000. As a result, the Reporting Persons no longer beneficially own any interest in the Issuer.
- Because of the relationship between the Reporting Persons and NTH, the Reporting Persons may have been deemed to have beneficially owned the NTI Common Units to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of NTH. Each Reporting Person disclaims beneficial ownership of the NTI Common Units, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.