Filing Details

Accession Number:
0001209191-13-052373
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 18:49:13
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 18:49:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130310 Centerpoint Energy Inc CNP Electric Services (4911) 740694415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236684 L Gary Whitlock 1111 Louisiana
Houston TX 77002
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 35,200 $10.92 355,074 No 4 M Direct
Common Stock Disposition 2013-11-12 35,200 $24.88 319,874 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-11-12 35,200 $0.00 35,200 $10.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,361 Indirect By Savings Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.855 to $24.93, inclusive. The reporting person undertakes to provide to CenterPoint Energy, Inc., any security holder of CenterPoint Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Equivalent Shares held in CenterPoint Energy, Inc. Savings Plan as of 11/01/2013.
  3. Options from a 2004 grant which vested in three equal installments on March 3, 2005, 2006 and 2007.
  4. Price is not applicable.