Filing Details
- Accession Number:
- 0001214659-13-006521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 18:46:08
- Reporting Period:
- 2013-10-22
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 18:46:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1442677 | Jerry Turin | 2560 Junction Avenue San Jose CA 95134 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-22 | 30,000 | $0.00 | 137,188 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-11-12 | 41,000 | $2.16 | 96,188 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-13 | 30,000 | $2.20 | 66,188 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Vesting of performance award originally granted on 8/15/2011.
- Sold 41,000 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- The price range for sales of these shares was between $2.145 to $2.175. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
