Filing Details
- Accession Number:
- 0001225208-13-023539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 18:30:22
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 18:30:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1036513 | Roland Smith | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-12 | 1,500,000 | $4.65 | 1,914,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-12 | 500,000 | $8.43 | 1,414,334 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-12 | 1,000,000 | $8.48 | 414,334 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 946,337 | $5.02 | 1,360,671 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 831,176 | $3.91 | 2,191,847 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 200,000 | $6.77 | 2,391,847 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-13 | 1,977,513 | $8.64 | 414,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-12 | 1,500,000 | $0.00 | 1,500,000 | $4.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 200,000 | $0.00 | 200,000 | $6.77 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 946,337 | $0.00 | 946,337 | $5.02 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 831,176 | $0.00 | 831,176 | $3.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-18 | No | 4 | M | Direct | |
| 0 | 2018-06-18 | No | 4 | M | Direct | |
| 0 | 2021-06-23 | No | 4 | M | Direct | |
| 0 | 2020-07-08 | No | 4 | M | Direct |
Footnotes
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on December 18, 2009, 2010 and 2011.
- The option vested in three equal installments on June 18, 2009, 2010 and 2011.
- The option vested in full on December 30, 2011.
- One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011.
Billionaire Hedge Funds
