Filing Details

Accession Number:
0001123292-13-001595
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 17:27:01
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 17:27:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533454 Northern Tier Energy Lp NTI Petroleum Refining (2911) 800763623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554545 Acon Funds Management, L.l.c. 1133 Connecticut Avenue, Nw, Ste 700
Washington DC 20036
Yes No Yes No
1554546 Acon Refining Partners, L.l.c. 1133 Connecticut Ave., Nw, Ste 700
Washington DC 20036
Yes No Yes No
1554554 Aip V Genpar, L.l.c. C/O Acon Funds Management
1133 Connecticut Avenue, Nw, Ste 700
Washington DC 20036
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Disposition 2013-11-12 35,622,500 $0.00 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The securities reported in this statement were held by Northern Tier Holdings LLC ("Holdings"). Northern Tier Investors, LLC ("Investors LLC") is the sole owner of the common interests in Holdings. The sole member of Investors LLC is Northern Tier Investors LP ("Investors LP"). The general partner of Investors LP is NTI GenPar LLC. ACON Refining Partners, L.L.C. ("Refining") owns 48.75% of the Class A common units in Investors LP and 50% of the limited liability company interests in NTI GenPar LLC. AIP V GenPar, L.L.C. ("GenPar") is the managing member of Refining. ACON Funds Management, L.L.C. is the managing member of GenPar.
  2. On November 11, 2013, Holdings contributed all of its common units of the Issuer to a wholly owned subsidiary, NT InterHoldCo LLC ("InterHoldCo"). On November 12, 2013, Holdings sold all of its membership interests in InterHoldCo to Western Refining, Inc. for an aggregate purchase price of $775,000,000. As a result, the reporting persons no longer beneficially own any interest in the Issuer.