Filing Details
- Accession Number:
- 0001209191-13-052271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 16:46:48
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 16:46:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1407922 | Shing Tak Andrew Lo | 1555 Peachtree Street Suite 1800 Atlanta GA 30309 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-11-13 | 25,000 | $0.00 | 277,313 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-13 | 25,000 | $33.25 | 252,313 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2013-11-13 | 25,000 | $0.00 | 277,313 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-11-13 | 25,000 | $33.28 | 252,313 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2013-11-13 | 100,000 | $33.25 | 152,313 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-12-16 | 2013-12-15 | No | 4 | M | Direct |
| 0 | 2007-12-31 | 2014-12-30 | No | 4 | M | Direct |
Footnotes
- Common Shares were acquired by exercise of employee stock options (right to buy).
- Pounds sterling 6.39 per Common Share.
- Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $33.20 to $33.29. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
- Pounds sterling 7.48 Common Share.
- Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $33.24 to $33.31. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
- Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $33.13 to 33.31. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
