Filing Details
- Accession Number:
- 0001104659-13-084849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 16:33:18
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 16:33:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1503802 | Karyopharm Therapeutics Inc. | KPTI | Pharmaceutical Preparations (2834) | 263931704 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270734 | Deepika Pakianathan | Delphi Ventures, 3000 Sand Hill Rd, Bldg 1, Ste 135 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-12 | 1,773,318 | $0.00 | 1,773,318 | No | 4 | C | Indirect | By Delphi Ventures VIII, L.P. |
Common Stock | Acquisiton | 2013-11-12 | 17,315 | $0.00 | 17,315 | No | 4 | C | Indirect | By Delphi BioInvestments VIII, L.P. |
Common Stock | Acquisiton | 2013-11-12 | 309,478 | $16.00 | 2,082,796 | No | 4 | P | Indirect | By Delphi Ventures VIII, L.P. |
Common Stock | Acquisiton | 2013-11-12 | 3,022 | $16.00 | 20,337 | No | 4 | P | Indirect | By Delphi BioInvestmentsVIII, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Delphi Ventures VIII, L.P. |
No | 4 | C | Indirect | By Delphi BioInvestments VIII, L.P. |
No | 4 | P | Indirect | By Delphi Ventures VIII, L.P. |
No | 4 | P | Indirect | By Delphi BioInvestmentsVIII, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 1,500,500 | $0.00 | 1,500,500 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 14,652 | $0.00 | 14,652 | $0.00 |
Common Stock | Series B-1 Convertible Preferred Stock | Disposition | 2013-11-12 | 272,818 | $0.00 | 272,818 | $0.00 |
Common Stock | Series B-1 Convertible Preferred Stock | Disposition | 2013-11-12 | 2,663 | $0.00 | 2,663 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Represents the total number of shares received upon conversion of shares of the Issuer's Series B Convertible Preferred Stock (the "Series B Shares") and Series B-1 Convertible Preferred Stock (the "Series B-1 Shares", and together with the Series B Shares, collectively, the "Preferred Shares").
- The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C ("DMP"), the general partner of each of Delphi Ventures VIII, L.P. and Delphi BioInvestments VIII, L.P. (collectively, the "Delphi Funds"). As a managing member of DMP, the Reporting Person shares voting and investment power over the shares held by the Delphi Funds and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such shares held by the Delphi Funds, except to the extent of her proportionate pecuniary interest therein.
- Effective upon closing of the Issuer's initial public offering of its Common Stock, the Preferred Shares automatically converted at a ratio of 1-for-3.3 into the number of shares of Common Stock shown in column 7. The Preferred Shares had no expiration date.