Filing Details
- Accession Number:
- 0001589588-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 16:32:23
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 16:32:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025877 | Dcb Financial Corp | DCBF.OB | State Commercial Banks (6022) | 311469837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534224 | J Ronald Seiffert | 7570 Wills Run Lane Blacklick OH 43004 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | Acquisiton | 2013-11-12 | 827 | $6.05 | 2,806 | No | 4 | P | Indirect | Held in 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in 401(k) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Dcb Financial Corp Common Stock | 7,301 | Direct | |
| Dcb Financial Corp Common Stock | 82,605 | Direct | |
| Dcb Financial Corp Common Stock | 615 | Indirect | Daughter |
| Dcb Financial Corp Common Stock | 690 | Indirect | Daughter |
| Dcb Financial Corp Common Stock | 500 | Indirect | Daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Dcb Financial Corp Common Stock | Employee Stock Options - Calls | $4.50 | 2013-12-21 | 2022-12-20 | 5,000 | 18,889 | Direct |
| Dcb Financial Corp Common Stock | Employee Stock Options - Calls | $5.40 | 2014-02-21 | 2023-02-20 | 13,889 | 18,889 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-20 | 5,000 | 18,889 | Direct |
| 2023-02-20 | 13,889 | 18,889 | Direct |
Footnotes
- Restricted Shares. These shares were purchased pursuant to filer's employment contract. The shares vest 20 percent per year over five years. The shares were originally purchased on 11/14/2011.
- Shares held in the name of filer's daughter, Rachel Seiffert.
- Shares held in the name of filer's daughter, Natalie Seiffert.
- Shares held in the name of filer's daughter, Michelle Seiffert.
- The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
- The options were granted 2/21/2013 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.
Billionaire Hedge Funds
