Filing Details

Accession Number:
0001209191-13-052242
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-14 16:20:59
Reporting Period:
2013-11-12
Filing Date:
2013-11-14
Accepted Time:
2013-11-14 16:20:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224027 A Ronald Rice 2628 Pearl Road
P.o. Box 777
Medina OH 44258
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2013-11-12 40,000 $22.88 379,098 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2013-11-12 23,347 $39.20 355,751 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2013-11-12 7,569 $39.20 348,182 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2013-11-13 9,084 $39.13 339,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-11-12 40,000 $0.00 40,000 $22.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
450,000 2017-10-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 4,433 Indirect By 401(k) Plan
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $39.12 - $39.145. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 86,625 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 105,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity Incentive Plan, and 120,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  3. Approximate number of shares held as of July 18, 2013 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  4. The Stock Appreciation Rights vested on October 4, 2008, 2009, 2010 and 2011.
  5. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2008 and 2013 and expire 10 years from the date of grant.