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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
750574	Auburn National Bancorporation Inc	AUBN	State Commercial Banks (6022)	630885779

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195603	Jr L Edward Spencer	1230 West Thach Auburn AL 36830		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-13	415	$24.99	552,575	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,950	Indirect	spouse
Common Stock	41,480	Indirect	5 year GRAT dated 12-23-09
Common Stock	89,775	Indirect	8 year GRAT dated 12-23-09
Common Stock	29,419	Indirect	5 year GRAT dated 1-31-11
Common Stock	3,020	Indirect	EL Spencer, Jr. Foundation

Footnotes

Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Foundation, a company in which Mr. Edward L. Spencer, Jr. is President, as to which Mr. Edward L. Spencer, Jr. may be deemed to have shared voting and investment power.