Filing Details
- Accession Number:
- 0001179110-13-016543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 14:35:42
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 14:35:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 812701 | Calgon Carbon Corporation | CCC | Industrial Inorganic Chemicals (2810) | 250530110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229776 | P Robert Brien O | 400 Calgon Carbon Drive Pittsburgh PA 15205 | Exec. Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-13 | 25,259 | $20.31 | 131,255 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 5,200 | $8.79 | 136,455 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 9,200 | $7.92 | 145,655 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-13 | 6,100 | $8.37 | 151,755 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-11-13 | 5,200 | $0.00 | 5,200 | $8.79 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-11-13 | 9,200 | $0.00 | 9,200 | $7.92 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-11-13 | 6,100 | $0.00 | 6,100 | $8.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-03 | No | 4 | M | Direct | |
| 0 | 2016-03-27 | No | 4 | M | Direct | |
| 0 | 2017-03-30 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $20.25 to $20.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in two equal installments on February 3, 2006 and February 3, 2007.
- The option vested in two equal installments on March 27, 2007 and March 27, 2008.
- The option vested in two equal installments on March 31, 2008 and March 31, 2009.
Billionaire Hedge Funds
