Filing Details
- Accession Number:
- 0001543874-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 14:00:40
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 14:00:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543874 | T Andrew Ziolkowski | Carpenter Technology Corrporation Po Box 14662 Reading PA 19612-4662 | Svp-Commer Sao & Latrobe Op | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-12 | 3,558 | $17.29 | 35,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-12 | 3,558 | $60.22 | 31,820 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-13 | 8,210 | $60.49 | 23,610 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-12 | 3,558 | $0.00 | 3,558 | $17.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-29 | 2019-07-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10 | Indirect | Custodial Account |
| Common Stock | 6,570 | Indirect | By 401(k) Plan |
Footnotes
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
Billionaire Hedge Funds
