Filing Details
- Accession Number:
- 0001500872-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 13:56:52
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 13:56:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500872 | L David Strobel | Carpenter Technology Corporation Po Box 14662 Reading PA 19612 | Svp - Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-12 | 8,875 | $17.29 | 37,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-12 | 8,875 | $60.35 | 28,838 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-13 | 4,719 | $60.49 | 24,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-12 | 3,782 | $60.46 | 0 | No | 4 | I | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | I | Indirect | By 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-12 | 2,959 | $0.00 | 2,959 | $17.29 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-12 | 2,958 | $0.00 | 2,958 | $17.29 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-12 | 2,958 | $0.00 | 2,958 | $17.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-07-29 | 2019-07-29 | No | 4 | M | Direct |
| 0 | 2011-07-29 | 2019-07-29 | No | 4 | M | Direct |
| 0 | 2012-07-29 | 2019-07-29 | No | 4 | M | Direct |
Footnotes
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
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