Filing Details
- Accession Number:
- 0001181431-13-058918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-14 12:24:16
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-14
- Accepted Time:
- 2013-11-14 12:24:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216428 | H Eric Brunngraber | 12444 Powerscourt Drive Suite 550 St. Louis MO 63131 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-13 | 1,339 | $57.63 | 58,780 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $23.48 | 2009-01-23 | 2018-01-21 | 4,980 | 11,158 | Direct |
| Common Stock | Stock Appreciation Rights | $24.93 | 2011-01-27 | 2020-01-25 | 6,501 | 6,501 | Direct |
| Common Stock | Stock Appreciation Rights | $29.95 | 2012-01-26 | 2021-01-24 | 20,065 | 20,065 | Direct |
| Common Stock | Stock Appreciation Rights | $33.56 | 2013-01-25 | 2022-01-23 | 20,919 | 20,919 | Direct |
| Common Stock | Stock Appreciation Rights | $42.14 | 2014-01-23 | 2023-01-21 | 20,253 | 20,253 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-21 | 4,980 | 11,158 | Direct |
| 2020-01-25 | 6,501 | 6,501 | Direct |
| 2021-01-24 | 20,065 | 20,065 | Direct |
| 2022-01-23 | 20,919 | 20,919 | Direct |
| 2023-01-21 | 20,253 | 20,253 | Direct |
Footnotes
- Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
- Includes restricted stock bonus shares, subject to vesting and forfeiture.
- This transaction was executed in multiple trades at prices ranging from $57.50 to $57.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
