Filing Details

Accession Number:
0000950142-13-002241
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 20:36:13
Reporting Period:
2013-11-11
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 20:36:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106636 Joshua Harris C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Senior Managing Director Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2013-11-11 2,212,810 $0.00 2,212,810 No 4 M Indirect See footnote
Class A Shares Disposition 2013-11-11 70,537 $30.28 2,142,273 No 4 S Indirect See footnote
Class A Shares Disposition 2013-11-11 18,300 $31.16 2,123,973 No 4 S Indirect See footnote
Class A Shares Disposition 2013-11-12 81,570 $30.03 2,042,403 No 4 S Indirect See footnote
Class A Shares Disposition 2013-11-13 119,150 $30.01 1,923,253 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Apollo Operating Group units Disposition 2013-11-11 2,212,810 $0.00 2,212,810 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Apollo Operating Group units $0.00 0 54,582,643 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 54,582,643 Indirect
Footnotes
  1. Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of the Issuer, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Amended and Restated Exchange Agreement, dated May 6, 2013, between the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").
  2. By MJH Investments LLC, an estate planning vehicle, indirectly wholly-owned by MJH Partners, L.P., for which voting and investment control are exercised by the reporting person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $31.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.10 to $31.16, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.12, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05, inclusive.
  7. The AOG units were fully vested as of December 31, 2011 and do not expire.
  8. Pursuant to Instruction 4(c)(iii), this response has been left blank.
  9. By MJH Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person.
  10. By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds 88.2% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as a limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement.