Filing Details
- Accession Number:
- 0000950103-13-006644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 20:07:52
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 20:07:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402372 | Jr S Thomas Murphy | C/O Crestview Advisors, L.l.c. 667 Madison Avenue, 10Th Floor New York NY 10065 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Disposition | 2013-11-11 | 0 | $0.00 | 0 | No | 4 | S | Indirect | See footnotes. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes. |
Footnotes
- The reporting person is member of the board of directors of the issuer and is a Managing Director of Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). The reporting person is also a Managing Director of Crestview, L.L.C., the general partner of Crestview Partners GP, L.P. On November 11, 2013, November 12, 2013 and November 13, 2013, the Crestview Funds sold, respectively, 12,957, 12,937 and 7,800 shares of common stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,443,584 shares of common stock of the issuer.
- The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein.