Filing Details
- Accession Number:
- 0001140361-13-042292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 19:52:44
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 19:52:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488813 | Customers Bancorp Inc. | CUBI | State Commercial Banks (6022) | 272290659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527848 | Warren Taylor | 1015 Penn Avenue, Suite 103 Wyomissing PA 19610 | Pres&Director Communitybanking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-08 | 10,000 | $16.72 | 29,925 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Units | 22,088 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | $9.75 | 2015-04-06 | 2020-04-06 | 16,667 | 16,667 | Direct |
| Common Stock | Employee Stock Options (right to buy) | $12.00 | 2016-02-17 | 2021-02-17 | 16,667 | 16,667 | Direct |
| Common Stock | Employee Stock Options (right to buy) | $12.60 | 2017-02-16 | 2022-02-16 | 6,667 | 6,667 | Direct |
| Common Stock | Employee Stock Options (right to buy) | $14.94 | 2017-11-28 | 2022-11-28 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-04-06 | 16,667 | 16,667 | Direct |
| 2021-02-17 | 16,667 | 16,667 | Direct |
| 2022-02-16 | 6,667 | 6,667 | Direct |
| 2022-11-28 | 10,000 | 10,000 | Direct |
Footnotes
- Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, subject to a 50% increase in the trading price of the company's voting common stock on the NASDAQ Global Select Market (or other national stock market or securities quotation system).
Billionaire Hedge Funds
