Filing Details
- Accession Number:
- 0001519531-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 18:26:56
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 18:26:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519531 | P George Alexander | 100 Thermon Drive San Marcos TX 78666 | Evp - Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-11 | 6,000 | $26.13 | 50,769 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-11 | 6,000 | $26.13 | 42,252 | No | 4 | S | Indirect | by spouse |
Common Stock | Disposition | 2013-11-11 | 6,000 | $26.14 | 42,252 | No | 4 | S | Indirect | by Self, as Trustee for the Bridget Alexander Trust |
Common Stock | Disposition | 2013-11-11 | 6,000 | $26.14 | 54,981 | No | 4 | S | Indirect | By George Alexander Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | by spouse |
No | 4 | S | Indirect | by Self, as Trustee for the Bridget Alexander Trust |
No | 4 | S | Indirect | By George Alexander Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Units | $0.00 | 9,294 | 9,294 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 9,294 | 9,294 | Direct | ||
Common Stock | Performance Units | $0.00 | 13,688 | 13,688 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 13,688 | 13,688 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $12.00 | 2014-05-04 | 2021-05-04 | 6,000 | 6,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
9,294 | 9,294 | Direct | |
9,294 | 9,294 | Direct | |
13,688 | 13,688 | Direct | |
13,688 | 13,688 | Direct | |
2021-05-04 | 6,000 | 6,000 | Direct |
Footnotes
- This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer full information regarding the number of shares sold at each separate price.
- On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
- On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.
- Options vest in equal annual installments on May 4, 2014, 2015 and 2016.