Filing Details
- Accession Number:
- 0001546927-13-000205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 17:59:00
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 17:59:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385544 | Horsehead Holding Corp | ZINC | Primary Smelting & Refining Of Nonferrous Metals (3330) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549575 | Dalal Street, Llc | 1220 Roosevelt Suite 200 Irvine CA 92620 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-11 | 127,084 | $13.96 | 5,940,697 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-11-12 | 44,160 | $13.95 | 5,984,857 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-11-13 | 19,677 | $14.00 | 6,004,534 | No | 4 | P | Indirect | See Foonote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Foonote |
Footnotes
- The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.93 to $13.98. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
- The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.90 to $13.96. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
- The price information provided above is the weighted average purchase price for the transactions reported on that line. The purchase prices for these transactions ranged from $13.96 to $14.00. The Reporting Persons (as defined below) undertake to provide upon request by the SEC Staff, the issuer or any securityholder full information regarding the number of shares purchased at each separate price.
- Securities reported for Dalal Street, LLC (the "LLC") represent Common Stock beneficially owned and held of record by 3 private funds (Pabrai Investment Fund 2, L.P., Pabrai Investment Fund 3, Ltd. and Pabrai Investment Fund IV, L.P.) managed by the LLC, Mohnish Pabrai and Harina Kapoor JTWROS and 5 managed accounts (Aikyum, Inc., Harina Kapoor IRA, Monsoon Pabrai UGMA Trust, Momachi Pabrai UGMA Trust and The Dakshana Foundation) managed by Mr. Pabrai. Mr. Pabrai is the managing member of the LLC. The managed accounts are each beneficially owned by members of Mr. Pabrai's family. The LLC, private funds, managed accounts and Mr. Pabrai (the "Reporting Persons") are each beneficial owners and have an address of 1220 Roosevelt, Suite 200, Irvine, CA 92620. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Exchange Act, or otherwise of such portion of the Common Stock in which the Reporting Persons have no actual pecuniary interest therein.