Filing Details
- Accession Number:
- 0001181431-13-058819
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 17:54:04
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 17:54:04
- Original Submission Date:
- 2013-11-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562195 | Carl Lamm | 4698 Willow Road Pleasanton CA 94588 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 719 | $10.00 | 18,846 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 18,335 | $1.25 | 37,181 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 18,335 | $12.46 | 18,846 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 9,366 | $1.43 | 28,212 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 9,366 | $12.46 | 18,846 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 17,710 | $2.42 | 36,556 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 17,710 | $12.46 | 18,846 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-01 | 283 | $1.43 | 19,129 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-01 | 283 | $13.00 | 18,846 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-01 | 483 | $1.25 | 19,329 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-01 | 483 | $13.00 | 18,846 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 18,335 | $0.00 | 18,335 | $1.25 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-11-01 | 483 | $0.00 | 483 | $1.25 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 9,366 | $0.00 | 9,366 | $1.43 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-11-01 | 283 | $0.00 | 283 | $1.43 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 17,710 | $0.00 | 17,710 | $2.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,825 | 2020-06-26 | No | 4 | M | Direct | |
4,342 | 2020-06-26 | No | 4 | M | Direct | |
4,257 | 2020-11-29 | No | 4 | M | Direct | |
3,974 | 2020-11-29 | No | 4 | M | Direct | |
0 | 2018-05-21 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013.
- The initial RSU grant for 5,128 shares vest in four equal installments, of which the first installment vested on 2/17/2012.
- 25% of the granted 23,160 shares underlying this option became exercisable on 6/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 17, 710 shares underlying this option became exercisable on 5/22/2008 and are fully vested.
- This amendment is being filed to correct the number of shares held by the Reporting Person in Column 5 of Table I, which was incorrectly reported on the original Form 4.
- This amendment is being filed to correct the number of derivative securities beneficially owned by the Reporting Person following the stock option exercises shown in Column 9 of Table II, which was incorrectly reported on the original Form 4.