Filing Details

Accession Number:
0001181431-13-058819
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-13 17:54:04
Reporting Period:
2013-10-30
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 17:54:04
Original Submission Date:
2013-11-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-30 719 $10.00 18,846 No 4 S Direct
Common Stock Acquisiton 2013-10-31 18,335 $1.25 37,181 No 4 M Direct
Common Stock Disposition 2013-10-31 18,335 $12.46 18,846 No 4 S Direct
Common Stock Acquisiton 2013-10-31 9,366 $1.43 28,212 No 4 M Direct
Common Stock Disposition 2013-10-31 9,366 $12.46 18,846 No 4 S Direct
Common Stock Acquisiton 2013-10-31 17,710 $2.42 36,556 No 4 M Direct
Common Stock Disposition 2013-10-31 17,710 $12.46 18,846 No 4 S Direct
Common Stock Acquisiton 2013-11-01 283 $1.43 19,129 No 4 M Direct
Common Stock Disposition 2013-11-01 283 $13.00 18,846 No 4 S Direct
Common Stock Acquisiton 2013-11-01 483 $1.25 19,329 No 4 M Direct
Common Stock Disposition 2013-11-01 483 $13.00 18,846 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 18,335 $0.00 18,335 $1.25
Common Stock Stock Option (Right to buy) Disposition 2013-11-01 483 $0.00 483 $1.25
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 9,366 $0.00 9,366 $1.43
Common Stock Stock Option (Right to buy) Disposition 2013-11-01 283 $0.00 283 $1.43
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 17,710 $0.00 17,710 $2.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,825 2020-06-26 No 4 M Direct
4,342 2020-06-26 No 4 M Direct
4,257 2020-11-29 No 4 M Direct
3,974 2020-11-29 No 4 M Direct
0 2018-05-21 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013.
  2. The initial RSU grant for 5,128 shares vest in four equal installments, of which the first installment vested on 2/17/2012.
  3. 25% of the granted 23,160 shares underlying this option became exercisable on 6/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  4. 25% of the granted 13,623 shares underlying this option became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  5. 25% of the granted 17, 710 shares underlying this option became exercisable on 5/22/2008 and are fully vested.
  6. This amendment is being filed to correct the number of shares held by the Reporting Person in Column 5 of Table I, which was incorrectly reported on the original Form 4.
  7. This amendment is being filed to correct the number of derivative securities beneficially owned by the Reporting Person following the stock option exercises shown in Column 9 of Table II, which was incorrectly reported on the original Form 4.