Filing Details
- Accession Number:
- 0001181431-13-058812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 17:40:24
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 17:40:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209482 | L Gerald Hassell | The Bank Of New York Mellon Corporation One Wall Street New York NY 10286 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-11 | 50,000 | $33.11 | 646,624 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52,637 | Indirect | By 401(k) Plan |
Common Stock | 112,140 | Indirect | By Family Trust |
Common Stock | 112,140 | Indirect | By Family Trust #2 |
Common Stock | 56,604 | Indirect | By Wife |
Common Stock | 15,056 | Indirect | By GRAT 2010-1 |
Common Stock | 34,618 | Indirect | By GRAT 2010-2 |
Footnotes
- Represents the weighted average price of shares sold with actual prices ranging from $33.03 to $33.19. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Includes 18,922 shares previously held in GRAT 2009-2, 41,970 shares previously held in GRAT 2010-1, and 26,679 shares previously held in GRAT 2010-2.
- Holdings reported as of 11/05/2013.
- I disclaim beneficial ownership of these shares.