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Filing Details

Accession Number:: 0001127602-13-031503
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2013-11-13 16:52:10
Reporting Period:: 2013-04-04

Filing Date:: 2013-11-13
Accepted Time:: 2013-11-13 16:52:10
Original Submission Date:: 2013-04-08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
6951	Applied Materials Inc	AMAT	Semiconductors & Related Devices (3674)	941655526

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192445	J Robert Halliday	C/O Applied Materials, Inc. P.o. Box 58039, 3050 Bowers Av, M/S 1268 Santa Clara CA 95054	Senior Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-04-04	23,954	$13.18	220,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.14 to $13.22, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Number of shares has been decreased in this amended Form 4 to reflect the fact that 220,000 shares (not 220,651 shares) should have been reported as held by Mr. Halliday on his Form 4 filed April 8, 2013. The decrease in the number of shares reflects a sale by Mr. Halliday on March 4, 2013 of 651 shares acquired under the Employees' Stock Purchase Plan. Number of shares consists of 220,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 80,000 shares are scheduled to vest in installments during each November of 2013 and 2014; (b) 40,000 shares are scheduled to vest in installments during each January of 2014 through 2017; and (c) provided specified performance goals are achieved, 100,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).