Filing Details
- Accession Number:
- 0000914190-13-000825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 16:34:01
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 16:34:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180145 | Cardiovascular Systems Inc | CSII | Surgical & Medical Instruments & Apparatus (3841) | 411698056 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428164 | A Paul Koehn | 651 Campus Drive St. Paul MN 55112 | Svp Quality & Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-11 | 940 | $8.83 | 60,014 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2013-11-11 | 280 | $29.67 | 59,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Disposition | 2013-11-11 | 940 | $0.00 | 940 | $8.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-25 | 2014-02-24 | No | 4 | X | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $8.83 | 2017-04-17 | 35,585 | 35,585 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.83 | 2017-04-17 | 1,294 | 1,294 | Direct | |
| Common Stock | Stock Option (right to buy) | $7.90 | 2017-06-11 | 8,087 | 8,087 | Direct | |
| Common Stock | Stock Option (right to buy) | $7.90 | 2017-10-08 | 12,940 | 12,940 | Direct | |
| Common Stock | Stock Option (right to buy) | $12.15 | 2017-12-11 | 32,350 | 32,350 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.75 | 2019-03-01 | 8,087 | 8,087 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-04-17 | 35,585 | 35,585 | Direct |
| 2017-04-17 | 1,294 | 1,294 | Direct |
| 2017-06-11 | 8,087 | 8,087 | Direct |
| 2017-10-08 | 12,940 | 12,940 | Direct |
| 2017-12-11 | 32,350 | 32,350 | Direct |
| 2019-03-01 | 8,087 | 8,087 | Direct |
Footnotes
- On November 11, 2013, the reporting person exercised a warrant to purchase 940 shares of Cardiovascular Systems, Inc. ("CSI") common stock for $8.83 a share. The reporting person paid the exercise price on a cashless basis, resulting in CSI's withholding of 280 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 660 shares.
- Fully exercisable.
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