Filing Details
- Accession Number:
- 0001209191-13-051911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 16:29:00
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 16:29:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232125 | W Garry Rogerson | 1625 Sharp Point Drive Fort Collins CO 80525 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-11 | 5,000 | $23.69 | 43,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Shaes sold in accordance with 10b5-1 trading plan.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $23.11 to $23.92. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents 43,210 shares of restricted stock units. As of the reporting date, the restricted stock units have vested as to 26,665 shares.
Billionaire Hedge Funds
