Filing Details
- Accession Number:
- 0001209191-13-051909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 16:19:55
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 16:19:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388310 | Philip Taylor | 1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2013-11-12 | 150,000 | $33.20 | 156,941 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $33.17 to $33.23.