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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1578987	Stonecastle Financial Corp.	BANX	()	900934878

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1586681	S. Joshua Siegel	152 West 57Th Street, 35Th Floor New York NY 10019	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-13	41,510	$1,037,750.00	45,511	No	4	P	Indirect	By StoneCastle Asset Management LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By StoneCastle Asset Management LLC

Footnotes

Common Stock was purchased in the transaction by StoneCastle Asset Management LLC, and 45,510 shares of Common Stock are owned by StoneCastle Asset Management LLC. Joshua Siegel is a Managing Partner of Stone Castle Partners, LLC which is the 100% owner of StoneCastle Asset Management LLC, and is a Manager of StoneCastle Asset Management LLC, and has the power to direct voting and investment in the shares owned by StoneCastle Asset Management LLC. Mr. Siegel disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.