Filing Details
- Accession Number:
- 0001242424-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-13 15:05:46
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-13
- Accepted Time:
- 2013-11-13 15:05:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002135 | Westell Technologies Inc | WSTL | Telephone & Telegraph Apparatus (3661) | 363154957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242424 | Iii C Robert Penny | 750 North Commons Drive Aurora IL 60504 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-11-11 | 16,000 | $4.00 | 44,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-12 | 8,523 | $3.90 | 35,477 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-13 | 10,477 | $3.90 | 25,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 4,832,131 | Indirect | Voting Trust |
Footnotes
- The price represents the sales price for multiple transactions reported on this line. Upon request of the SEC staff, the issuer or a stockholder, the reporting entity will provide full information regarding the number of shares sold at each transaction.
- The price represents the weighted-average sales price for multiple transactions reported on this line. The prices of the transactions range from $3.90 to $4.00. Upon request of the SEC staff, the issuer or a stockholder, the reporting entity will provide full information regarding the number of shares sold at each separate price.
- The price represents the weighted-average sales price for multiple transactions reported on this line. The prices of the transactions range from $3.90 to $3.9003. Upon request of the SEC staff, the issuer or a stockholder, the reporting entity will provide full information regarding the number of shares sold at each separate price.
- Holders of Class B Common Stock have four votes per share and holders of Class A Common Stock have one vote per share. Class B Common Stock is transferable only to certain transferees and is convertible into Class A Common Stock on a share-for-share basis.
- Includes 3,846,492 shares of Class B Common Stock that are held pursuant to a Voting Trust Agreement dated February 23, 1994, as amended (the "Voting Trust"), among Robert C. Penny III and Robert W. Foskett, as co-trustees, and certain members of the Penny family. Also includes 985,639 shares of Class B Common Stock held in trusts for which the Reporting Person's children are beneficiaries.