Filing Details

Accession Number:
0001140361-13-042091
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-13 14:38:57
Reporting Period:
2013-11-12
Filing Date:
2013-11-13
Accepted Time:
2013-11-13 14:38:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013272 Norwood Financial Corp NWFL State Commercial Banks (6022) 232828306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537698 F John Carmody 717 Main Street
Honesdale PA 18431
Sr Vp & Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 1,155 $21.77 1,155 No 4 M Direct
Common Stock Disposition 2013-11-12 1,155 $28.82 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Right-to-Buy Acquisiton 2013-11-12 1,155 $0.00 1,155 $21.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,138 2004-12-09 2013-12-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,914 Indirect ESOP