Home > Insider Trading > Filing (0000950142-13-002224)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1284807	Ply Gem Holdings Inc	PGEM	Millwood, Veneer, Plywood, & Structural Wood Members (2430)	200645710

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1168679	M Steven Lefkowitz	C/O Ci Capital Partners Llc 500 Park Avenue, 8Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-08	10,000	$14.63	10,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,985,631	Indirect	See Footnote
Common Stock	35,709,612	Indirect	See Footnote

Footnotes

Represents shares of common stock of Ply Gem Holdings, Inc. (the "Issuer") beneficially owned as a result of the Agreement and Plan of Merger, dated as of May 22, 2013, by and between Ply Gem Prime Holdings, Inc. and the Issuer. Mr. Lefkowitz (the "Reporting Person") is a director of Rajaconda Holdings, Inc. (the "CI General Partner"), which is the sole general partner of Caxton-Iseman (Ply Gem), L.P. ("CI Partnership I") and Caxton-Iseman (Ply Gem) II, L.P. ("CI Partnership II" and, together with CI Partnership I, the "CI Partnerships"). The Reporting Person's pecuniary interest in the securities held by the CI Partnerships is limited to his percentage interest in the CI Partnerships' interests in such securities.
By CI Partnership I.
By CI Partnership II.