Filing Details
- Accession Number:
- 0000921895-13-002214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 20:17:01
- Reporting Period:
- 2013-11-07
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 20:17:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850579 | Plx Technology Inc | PLXT | Semiconductors & Related Devices (3674) | 943008334 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189256 | L Stephen Domenik | C/O Sevin Rosen Funds 13455 Noel Rd #1670 Dallas TX 75240 | No | No | Yes | No | |
1208236 | J Martin Colombatto | 4130 Calle Isabella San Clemente CA 92672 | No | No | Yes | No | |
1233369 | Potomac Capital Management Llc | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1233373 | Potomac Capital Partners Lp | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1233374 | J Paul Solit | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1436622 | Potomac Capital Partners Ii Lp | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1443284 | Eric Singer | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1543419 | Potomac Capital Partners Iii, L.p. | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1591711 | Potomac Capital Management Ii, L.l.c. | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1591712 | Potomac Capital Management Iii, L.l.c. | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2013-11-07 | 139,500 | $6.14 | 3,421,712 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 128,249 | Indirect | By Potomac Capital Partners III, L.P. |
Common Stock, $0.001 Par Value | 952,083 | Indirect | By Potomac Capital Partners, L.P. |
Common Stock, $0.001 Par Value | 181,234 | Indirect | By Eric Singer |
Common Stock, $0.001 Par Value | 35,700 | Indirect | By Martin Colombatto |
Footnotes
- This Form 4 is filed jointly by Potomac Capital Partners II, L.P. ("PCP II"), Potomac Capital Management II, L.L.C. ("Potomac Management II"), Potomac Capital Partners III, L.P. ("PCP III"), Potomac Capital Management III, L.L.C. ("Potomac Management III"), Potomac Capital Partners, L.P. ("PCP I"), Potomac Capital Management, L.L.C. ("Potomac Management I"), Paul J. Solit, Eric Singer, Martin Colombatto and Stephen Domenik (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.10 to $6.15,inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and ExchangeCommission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
- Shares of Common Stock beneficially owned by PCP II. Potomac Management II, as the general partner of PCP II, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP II. Each of Messrs. Solit and Singer, as co-managing members of Potomac Management II, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP II.
- Shares of Common Stock beneficially owned by PCP III. Potomac Management III, as the general partner of PCP III, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP III. Each of Messrs. Solit and Singer, as co-managing members of Potomac Management III, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP III.
- Shares of Common Stock beneficially owned by PCP I. Potomac Management I, as the general partner of PCP I, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP I. Mr. Solit, as managing member of Potomac Management I, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by PCP I.
- Mr. Colombatto directly owned 13,100 Shares of Common Stock, may be deemed to beneficially own 13,100 Shares of Common Stock that are held in a trust of which Mr. Colombatto is a trustee and a beneficiary with his wife, and may be deemed to beneficially own 9,500 Shares of Common Stock which are held in a trust for his child who shares the same household.