Filing Details
- Accession Number:
- 0001181431-13-058430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 20:12:20
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 20:12:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513867 | Francisco Partners Iii, L.p. | One Letterman Drive Building C, Suite 410 San Francisco CA 94129 | No | No | Yes | No | |
1513868 | Francisco Partners Parallel Fund Iii, L.p. | One Letterman Drive Building C, Suite 410 San Francisco CA 94129 | No | No | Yes | No | |
1590734 | Francisco Partners Gp Iii Lp | One Letterman Drive Building C, Suite 410 San Francisco CA 95008 | No | No | Yes | No | |
1590735 | Francisco Partners Gp Iii Management Llc | One Letterman Drive Building C, Suite 410 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-12 | 4,682,676 | $0.00 | 4,682,676 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 553,814 | $18.00 | 5,236,490 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 52,306 | $0.00 | 52,306 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 6,186 | $18.00 | 58,492 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 4,682,676 | $0.00 | 4,682,676 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 52,306 | $0.00 | 52,306 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- The shares are held directly by Francisco Partners III, L.P. ("FP III"). Francisco Partners GP III, L.P. ("FP GP III LP") is the general partner of FP III. Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FP III. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FP III. Such persons and entities disclaim beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
- The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). FP GP III LP is the general partner of FPPF III. FP GP III Mgmt, the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FPPF III. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FPPF III. Such persons and entities disclaim beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.