Filing Details

Accession Number:
0001181431-13-058430
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 20:12:20
Reporting Period:
2013-11-12
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 20:12:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348334 Barracuda Networks Inc CUDA Computer Peripheral Equipment, Nec (3577) 830380411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513867 Francisco Partners Iii, L.p. One Letterman Drive
Building C, Suite 410
San Francisco CA 94129
No No Yes No
1513868 Francisco Partners Parallel Fund Iii, L.p. One Letterman Drive
Building C, Suite 410
San Francisco CA 94129
No No Yes No
1590734 Francisco Partners Gp Iii Lp One Letterman Drive
Building C, Suite 410
San Francisco CA 95008
No No Yes No
1590735 Francisco Partners Gp Iii Management Llc One Letterman Drive
Building C, Suite 410
San Francisco CA 94129
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-12 4,682,676 $0.00 4,682,676 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 553,814 $18.00 5,236,490 No 4 P Indirect See footnote
Common Stock Acquisiton 2013-11-12 52,306 $0.00 52,306 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-11-12 6,186 $18.00 58,492 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2013-11-12 4,682,676 $0.00 4,682,676 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-11-12 52,306 $0.00 52,306 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
  2. The shares are held directly by Francisco Partners III, L.P. ("FP III"). Francisco Partners GP III, L.P. ("FP GP III LP") is the general partner of FP III. Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FP III. Dipanjan Deb, David R. Golob, Keith Geeslin and Ezra Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FP III. Such persons and entities disclaim beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
  3. The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). FP GP III LP is the general partner of FPPF III. FP GP III Mgmt, the general partner of FP GP III LP, shares voting and dispositive power with respect to the securities held by FPPF III. Messrs. Deb, Golob, Geeslin and Perlman, certain of the managers of FP GP III Mgmt, share voting and dispositive power with respect to the shares held by FPPF III. Such persons and entities disclaim beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.