Filing Details
- Accession Number:
- 0001213184-13-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 20:02:52
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 20:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213183 | F Charles Cargile | 1791 Deere Avenue Irvine CA 92606 | Svp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-08 | 15,000 | $16.91 | 120,714 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-08 | 15,000 | $17.16 | 105,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-08 | 7,000 | $17.17 | 98,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-08 | 3,000 | $16.98 | 1,000 | No | 4 | S | Indirect | Held in family trust |
| Common Stock | Acquisiton | 2013-11-11 | 16,083 | $16.91 | 114,797 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-11 | 16,083 | $17.37 | 98,714 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-11 | 167 | $16.91 | 98,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-12 | 1,499 | $17.40 | 97,382 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held in family trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2013-11-08 | 15,000 | $0.00 | 15,000 | $16.91 |
| Common Stock | Stock option (right to buy) | Disposition | 2013-11-11 | 16,083 | $0.00 | 16,083 | $16.91 |
| Common Stock | Stock option (right to buy) | Disposition | 2013-11-11 | 167 | $0.00 | 167 | $16.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,250 | 2014-01-01 | No | 4 | M | Direct | |
| 167 | 2014-01-01 | No | 4 | M | Direct | |
| 0 | 2014-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | Held in family trust |
Footnotes
- Includes a total of 848 shares acquired through the issuer's Employee Stock Purchase Plan on June 30, 2013 and September 30, 2013.
- Reflects the weighted-average sale price for an aggregate of 15,000 shares sold in multiple transactions at prices ranging from $17.06 to $17.36 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 7,000 shares sold in multiple transactions at prices ranging from $16.98 to $17.26 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 3,000 shares sold in multiple transactions at prices ranging from $16.90 to $17.04 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are held by reporting person and his spouse as trustees of a family trust.
- Reflects the weighted-average sale price for an aggregate of 16,083 shares sold in multiple transactions at prices ranging from $17.305 to $17.42 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option became fully vested on January 2, 2008.
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