Filing Details
- Accession Number:
- 0001181431-13-058425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 20:02:29
- Reporting Period:
- 2013-11-12
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 20:02:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1217210 | Dipanjan Deb | One Letterman Drive Building C, Suite 410 San Francisco CA 95008 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-12 | 6,245,946 | $0.00 | 7,389,021 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 30,756 | $0.00 | 36,385 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 4,707 | $0.00 | 5,429 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 4,682,676 | $0.00 | 4,682,676 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 553,814 | $18.00 | 5,236,490 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 52,306 | $0.00 | 52,306 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-12 | 6,186 | $18.00 | 58,492 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2013-11-12 | 6,245,946 | $0.00 | 6,245,946 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2013-11-12 | 30,756 | $0.00 | 30,756 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2013-11-12 | 4,707 | $0.00 | 4,707 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 4,682,676 | $0.00 | 4,682,676 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2013-11-12 | 52,306 | $0.00 | 52,306 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
- The shares are held directly by Francisco Partners, L.P. ("FP I"). The Reporting Person is one of the managers of Francisco Partners GP, LLC ("FP GP LLC"), the general partner of FP I, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP I except to the extent of any pecuniary interest therein.
- The shares are held directly by Francisco Partners Fund A, L.P. ("FPFA"). The Reporting Person is one of the managers of FP GP LLC, the general partner of FPFA, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPFA except to the extent of any pecuniary interest therein.
- The shares are held directly by FP Annual Fund Investors, LLC ("FPAFI"). The Reporting Person is one of the partners of FPM LP, the manager of FPAFI, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPAFI except to the extent of any pecuniary interest therein.
- The shares are held directly by Francisco Partners III, L.P. ("FP III"). The Reporting Person is one of the managers of Francisco Partners GP III Management, LLC ("FP GP III Mgmt"), Francisco Partners GP III, L.P. ("FP GP III LP"), the general partner of FP III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FP III except to the extent of any pecuniary interest therein.
- The shares are held directly by Francisco Partners Parallel Fund III, L.P. ("FPPF III"). The Reporting Person is one of the managers of FP GP III Mgmt, the general partner of FP GP III LP, the general partner of FPPF III, and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities held by FPPF III except to the extent of any pecuniary interest therein.