Filing Details
- Accession Number:
- 0001209191-13-051738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 18:54:14
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 18:54:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223189 | A Dean Foate | One Plexus Way Neenah WI 54956 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-08 | 2,000 | $12.94 | 113,957 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-11-08 | 2,000 | $38.88 | 111,957 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-11-12 | 11,601 | $12.94 | 123,558 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-11-12 | 11,601 | $39.15 | 111,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Buy | Disposition | 2013-11-08 | 2,000 | $0.00 | 2,000 | $12.94 |
| Common Stock | Options to Buy | Disposition | 2013-11-12 | 11,601 | $0.00 | 11,601 | $12.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,601 | 2015-05-18 | No | 4 | M | Direct | |
| 60,000 | 2015-05-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.01 Par Value | 8,140 | Direct | |
| Common Stock, $.01 Par Value | 32,844 | Indirect | 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $38.830 to $38.900 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $38.930 to $39.330 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last date of a statement from the Plan's Trustee.
- Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
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