Filing Details
- Accession Number:
- 0001179110-13-016448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 17:56:01
- Reporting Period:
- 2013-04-30
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 17:56:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21510 | Coherent Inc | COHR | Laboratory Analytical Instruments (3826) | 941622541 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284982 | Luis Spinelli | P. O. Box 54980 Santa Clara CA 95056-0980 | Exec Vp, Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-30 | 411 | $35.81 | 5,401 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 140 | $46.62 | 5,541 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2013-11-08 | 2,345 | $0.00 | 7,886 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-08 | 882 | $65.47 | 7,004 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-08 | 2,900 | $23.16 | 9,904 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-08 | 2,900 | $65.43 | 7,004 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-08 | 4,000 | $26.16 | 11,004 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-08 | 4,000 | $65.19 | 7,004 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2013-11-08 | 3,428 | $0.00 | 3,428 | $0.00 |
Common Stock | Performance Restricted Stock Units | Acquisiton | 2013-11-08 | 1,714 | $0.00 | 1,714 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2013-11-08 | 2,345 | $0.00 | 2,345 | $0.00 |
Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2013-11-08 | 2,900 | $0.00 | 2,900 | $23.16 |
Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2013-11-08 | 4,000 | $0.00 | 4,000 | $26.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,093 | 2016-11-08 | No | 4 | A | Direct | |
43,807 | 2016-11-08 | No | 4 | A | Direct | |
41,462 | 2013-11-08 | 2013-11-08 | No | 4 | M | Direct |
38,562 | 2014-11-17 | No | 4 | M | Direct | |
34,562 | 2016-11-20 | No | 4 | M | Direct |
Footnotes
- Purchase under employee stock purchase plan.
- Represents shares withheld to satisfy minimum tax withholding obligations for released restricted stock units.
- Represents the weighted average sales price for the shares. The range of prices for such sales was $65.05 to $65.91 The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price for the shares. The range of prices for such sales was $64.97 to $65.38 The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
- This Restricted Stock Unit award vests over three years with one third of the grant vesting on each of the subsequent anniversaries of the grant.
- This Performance Restricted Stock Unit award vests after the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 8, 2016 versus the same 90 trading day period ending November 8, 2013. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date.
- The shares subject to the option are fully vested and exercisable.