Filing Details
- Accession Number:
- 0001179110-13-016436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 17:47:22
- Reporting Period:
- 2009-03-25
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 17:47:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428934 | Tom Hillstrom | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-08 | 1,034 | $7.33 | 20,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-08 | 1,034 | $18.00 | 19,049 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-11 | 8,079 | $7.33 | 27,128 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-11 | 8,079 | $18.00 | 19,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2009-03-25 | 9,113 | $0.00 | 9,113 | $7.33 |
| Common Stock | Stock Option | Disposition | 2013-11-08 | 1,034 | $0.00 | 1,034 | $7.33 |
| Common Stock | Stock Option | Disposition | 2013-11-11 | 8,079 | $0.00 | 8,079 | $7.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,113 | 2019-03-25 | No | 4 | A | Direct | |
| 8,079 | 2019-03-25 | No | 4 | M | Direct | |
| 0 | 2019-03-25 | No | 4 | M | Direct |
Footnotes
- Options vest 25% per year for four years.
- Fully vested.
- The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2013.
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