Filing Details
- Accession Number:
- 0001104659-13-083704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-12 17:08:40
- Reporting Period:
- 2013-11-08
- Filing Date:
- 2013-11-12
- Accepted Time:
- 2013-11-12 17:08:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361754 | J Alexander Denner | C/O Sarissa Capital Management Lp 660 Steamboat Road, 3Rd Floor Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-08 | 417,068 | $8.52 | 2,424,167 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2013-11-11 | 149,776 | $8.78 | 2,573,943 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- On November 8, 2013, Sarissa Capital Domestic Fund LP, a Delaware limited partnership ("Sarissa Domestic"), purchased an aggregate of 417,068 shares of common stock of VIVUS, Inc.
- On November 11, 2013, Sarissa Domestic purchased an aggregate of 140,961 shares of common stock of VIVUS, Inc. and Sarissa Capital Offshore Master Fund LP, a Cayman Islands exempted limited partnership ("Sarissa Offshore"), purchased an aggregate of 8,815 shares of common stock of VIVUS, Inc.
- Of these shares, Sarissa Domestic directly beneficially owns 1,540,505 shares and Sarissa Offshore directly beneficially owns 1,033,438 shares. Sarissa Offshore and Sarissa Domestic are collectively referred to herein as the "Sarissa Funds".
- Sarissa Capital Management GP LLC, a Delaware limited liability company ("Sarissa Capital GP"), is the general partner of Sarissa Capital Management LP, a Delaware limited partnership ("Sarissa Capital"), the investment advisor to the Sarissa Funds. Dr. Denner is the Chief Investment Officer of Sarissa Capital and the managing member of Sarissa Capital GP. By virtue of the foregoing, Dr. Denner may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 of the Securities Exchange Act of 1934, as amended) the shares that the Sarissa Funds directly beneficially own.
- Dr. Denner disclaims beneficial ownership of the shares being reported on this Form 4 except to the extent of his pecuniary interest therein.