Filing Details

Accession Number:
0001181431-13-058319
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-12 17:04:17
Reporting Period:
2013-11-07
Filing Date:
2013-11-12
Accepted Time:
2013-11-12 17:04:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137789 Seagate Technology Plc STX Computer Storage Devices (3572) 980648577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456418 J Douglas Dehaan Seagate Technology Plc
10200 S. De Anza Boulevard
Cupertino CA 95014
General Manager, Samsung Hdd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-11-07 33,334 $3.35 63,436 No 4 M Direct
Ordinary Shares Acquisiton 2013-11-07 5,313 $11.07 68,749 No 4 M Direct
Ordinary Shares Acquisiton 2013-11-07 6,604 $11.16 75,353 No 4 M Direct
Ordinary Shares Acquisiton 2013-11-07 4,883 $29.87 80,236 No 4 M Direct
Ordinary Shares Disposition 2013-11-07 61,434 $47.51 18,802 No 4 S Direct
Ordinary Shares Disposition 2013-11-07 1,018 $47.52 0 No 4 S Indirect Gayle H. DeHaan Custodian for Taylor J DeHaan
Ordinary Shares Disposition 2013-11-07 1,018 $47.55 0 No 4 S Indirect Gayle H. DeHaan Custodian for Bradley R Dehaan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect Gayle H. DeHaan Custodian for Taylor J DeHaan
No 4 S Indirect Gayle H. DeHaan Custodian for Bradley R Dehaan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares NQ Stock Options Disposition 2013-11-07 33,334 $0.00 33,334 $3.35
Ordinary Shares NQ Stock Options Disposition 2013-11-07 5,313 $0.00 5,513 $11.07
Ordinary Shares NQ Stock Options Disposition 2013-11-07 6,604 $0.00 6,604 $11.16
Ordinary Shares NQ Stock Options Disposition 2013-11-07 4,883 $0.00 4,883 $29.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-09-11 2016-03-06 No 4 M Direct
9,740 2011-09-13 2017-09-13 No 4 M Direct
30,380 2012-09-12 2018-09-12 No 4 M Direct
13,147 2013-09-10 2019-09-10 No 4 M Direct
Footnotes
  1. These Ordinary Shares were sold in multiple transactions at sales prices ranging from $47.40 to $47.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
  2. Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four and one half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The Remaining options vested monthly over the 36 months following September 11, 2010.
  3. Options granted to the Reporting Person under the Seagate Technology 2001 Stock Option Plan are subject to a four year vesting schedule. One quarter of the options vested on September 13, 2011. Following continuous employment, the remaining options vest monthly over the 36 months following September 13, 2011.
  4. Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The Remaining options vest monthly over the 36 months following September 12, 2012.
  5. Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four year vesting schedule. One quarter of the options vested September 10, 2013. The remaining options vest in equal monthly installments over the 36 months following September 10, 2013.