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Home > Insider Trading > Filing (0001250853-13-000112)

Filing Details

Accession Number:: 0001250853-13-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-12 16:48:51
Reporting Period:: 2013-11-05

Filing Date:: 2013-11-12
Accepted Time:: 2013-11-12 16:48:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425205	Lion Biotechnologies Inc.	LBIO	Arrangement Of Transportation Of Freight & Cargo (4731)	753254381

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210317	A/ Merrill Mcpeak	21900 Burbank Boulevard, 3Rd Floor Woodland Hills CA 91367		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-05	50,000	$2.00	396,432	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2013-11-05	50,000	$0.00	50,000	$2.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2013-11-05	2018-11-05	No	4	A	Direct

Footnotes

These warrant shares were acquired in a recent offering by the Issuer of common stock and warrants whereby a purchase of each share of common stock included a warrant exercisable for one share of common stock at $2.50 per share.