Home > Insider Trading > Filing (0001181431-13-058286)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1240177	Ronald Hassen	One Liberty Plaza New York NY 10006	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-11-08	10,209	$7.35	88,191	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-11-08	10,209	$36.00	77,982	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2013-11-11	37,411	$7.35	115,393	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2013-11-11	37,411	$36.03	77,982	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-11-08	10,209	$0.00	10,209	$7.35
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-11-11	37,411	$0.00	37,411	$7.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
37,411		2014-11-15	No	4	M	Direct
0		2014-11-15	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.75	2020-03-04	13,787	13,787	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.04	2017-08-03	12,707	12,707	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.07	2018-12-17	15,176	15,176	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28	2021-03-28	14,165	14,165	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-04	13,787	13,787	Direct
2017-08-03	12,707	12,707	Direct
2018-12-17	15,176	15,176	Direct
2021-03-28	14,165	14,165	Direct

Footnotes

The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.01, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.16, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents (i) 55,572 shares or units of restricted stock, of which 5,572 are vested, (ii) 17,257 shares underlying PSUs, of which 7,092 shares are vested and (iii) 5,153 shares purchased under the Employee Stock Puchase Plan.
Options exercisable.
Options exercisable on March 4, 2014.
Options exercisable.
Options exercisable.
Options exercisable on March 28, 2014.