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Home > Insider Trading > Filing (0001144204-13-060488)

Filing Details

Accession Number:: 0001144204-13-060488
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-12 15:53:35
Reporting Period:: 2013-11-11

Filing Date:: 2013-11-12
Accepted Time:: 2013-11-12 15:53:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487428	Horizon Technology Finance Corp	HRZN	()	272114934

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1503747	A. Gerald Michaud	312 Farmington Avenue Farmington CT US 06032	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-11	7,200	$13.89	13,836	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	52,641	Indirect	By HTF-CHF Holdings LLC

Footnotes

The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.